Tag: #legalethics #ethics

New Requirements Will Affect the Handling of Client Funds and Property in 2023

By Eric R. Deitz

Changes to the Rules of Professional Conduct accompany the coming new year, and consistent with the duty of competence (Rule 1.1)[1], California attorneys must apprise themselves of the same. Two important and related changes take effect January 1, 2023, and affect a lawyer’s obligation to communicate (Rule 1.4) and to safely handle client funds and property (Rule. 1.15). Read More

Ethical Considerations When “Specially Appearing” for Another Lawyer

Ethical Considerations When “Specially Appearing” for Another Lawyer

By Alara T. Chilton

If you are a litigator, you have likely been in court and heard another lawyer enter her appearance by stating her name, followed by the phrase “specially appearing.” Or, perhaps you have received a telephone call from another lawyer who requests you “specially appear” at a hearing for a client you have never met. Such appearances are not uncommon in California Superior Court in both civil and criminal matters.  Read More

Implied Consent to Communicate with Represented Party in a Matter: May You Respond by the “Reply All” Email Tab Where Opposing Counsel’s Email to You Also Copies the Counsel’s Client?

By Charles Berwanger

All of us have most probably received email communications from opposing counsel in a matter in which counsel’s client is shown as a “cc.” You have been waiting for the opportunity to at long last communicate with the client. You fear that opposing counsel has not communicated your settlement offer to the client and now may be the opportunity to communicate that offer by hitting the “reply all” tab. The settlement proposal is relevant to the substance of the email. However, you are concerned that such a communication may violate Rule of Professional Conduct 4.2 which proscribes communicating with a represented party without the consent of opposing counsel. Read More

Ethical Issues As Counsel for Amici

By Jeff Michalowski

In recent years, amicus briefing has played an increasingly significant role in appellate practice. This is true, of course, in blockbuster Supreme Court cases like Dobbs (in which 133 amici filed briefs) and Obergefell (in which 149 amici filed briefs). But amicus briefs consume more and more of practitioners’ time in the intermediate appellate courts as well, and occasionally in the trial courts, too. Consider Kitchen v. Herbert, 755 F.3d 1193 (10th Cir. 2014) (identifying 257 amicus briefs in same-sex marriage case). See also Allison Orr Larsen, “The Amicus Machine,” 102 Virginia Law Review 1901 (2016) (noting the increased use of amicus briefs, and increased citation to amicus briefs in opinions). Read More

Contact with Represented Persons by a Pro Se Lawyer

Contact with Represented Persons by a Pro Se Lawyer

By Shelly Skinner

On September 28, 2022, the American Bar Association (ABA) Standing Committee on Ethics and Professional Responsibility issued Formal Opinion 502, which addresses a pro se lawyer’s obligations under ABA Model Rule 4.2 (Communication with Person Represented by Counsel). This rule — often referred to as the skip counsel, no-contact, or anti-contact rule — prohibits a lawyer from communicating “about the subject of the representation with a person the lawyer knows to be represented by another lawyer in the matter, unless the lawyer has the consent of the other lawyer or is authorized to do so by law or court order.”[1] Read More

Model Rule 8.3: The Argument Against

By David C. Carr

American Bar Association (ABA) Model Rule 8.3 provides that “a lawyer who knows that another lawyer has committed a violation of the Rules of Professional Conduct that raises a substantial question as to that lawyer’s honesty, trustworthiness or fitness as a lawyer in other respects, shall inform the appropriate professional authority.” Despite being adopted by most, if not all, American jurisdictions, Rule 8.3 has not been adopted in California. A California version was considered by the Commission for the Revision of the Rules of Professional Conduct but not adopted as part of the Commission’s recommended set of rules. The drafting team memo sets forth this analysis: Read More

The Significant Costs of Incivility and the Rules of Professional Conduct

By Alara T. Chilton

For many years, improving civility among lawyers has been a serious concern for the legal profession, including in California. In response, the State Bar, district courts, local bar associations, and other legal organizations have published civility codes and guidelines to help lawyers better understand what type of behavior is considered civil and professional. Unfortunately, many lawyers inaccurately view these publications as having little consequence if not followed. Such viewpoints are gravely misplaced. Read More

Ethical Limitations on the Attorney “Overachiever”

Ethical Limitations on the Attorney “Overachiever”

By Mallory H. Chase

As an attorney seeking to advance your career, whether within a firm or within the legal community at large, you may feel the “overachiever” instinct to immediately accept any new assignments, cases, or opportunities within industry organizations. Taking on such additional commitments can be an effective means for motivated attorneys to set themselves apart. While “keeping your nose to the grindstone,” “burning the midnight oil,” or any other hardworking adage of your choice is arguably an occupational hazard of the legal profession, attorneys must remain mindful of their professional obligations and ethical limitations on stretching themselves too thin. Read More

Social Media Competence: An Ethical Requirement

By Shelly Skinner

California Rule of Professional Conduct 1.1 requires that attorneys provide competent representation to their clients. This includes “the duty to keep abreast of the changes in the law and its practice, including the benefits and risks associated with relevant technology.” Cal. Rule of Prof’l Cond., Rule 1.1, Comment 1. Read More